SEC Form 4 · accession 0001140361-15-035351
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Landy
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 9:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1,F2 | Sep 16, 2015 | A | 1,000 | $0.00 | A | 219,916 | D | |
| UMH Properties, Inc.F3 | holding | — | — | — | 13,947 | I | Held by Spouse | |
| UMH Properties, Inc.F4 | holding | — | — | — | 40,273 | I | Account is C/F Daughter Monica | |
| UMH Properties, Inc.F5 | holding | — | — | — | 11,315 | I | Account is C/F Son Aaron | |
| UMH Properties, Inc. | holding | — | — | — | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $7.57 | holding | — | — | — | Jun 22, 2010 | Jun 22, 2017 | UMH Properties, Inc. | 5,000 | 5,000 | D |
| UMH Properties, Inc. | $7.55 | holding | — | — | — | Sep 25, 2009 | Sep 25, 2016 | UMH Properties, Inc. | 5,000 | 5,000 | D |
Explanation of responses
- F1Restricted Stock Issuance: Vesting Date: 20% each year over a five year period, commencing on 9/14/2016
- F2Includes 1,062.825 shares acquired through dividend reinvestment on 9/15/2015 and 21,238 held in the 401K Plan.
- F3Includes 260.969 shares acquired through dividend reinvestment on 9/15/2015.
- F4Includes 731.154 shares acquired through dividend reinvestment on 9/15/2015.
- F5Includes 228.073 shares acquired through dividend reinvestment on 9/15/2015.