SEC Form 4 · accession 0001140361-15-035348
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Anna T Chew
Officer — Chief Financial Officer · Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 8:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1,F2 | Sep 16, 2015 | A | 1,000 | $0.00 | A | 186,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Properties, Inc. | 50,000 | 50,000 | D |
Explanation of responses
- F1Restricted Stock Issuance: Vesting Schedule: 20% each year over a five year period, commencing on 9/14/2016.
- F2Also includes 231.0377 shares acquired through dividend reinvestment on 9/15/2015 and 26,250 held in 401K Plan.