SEC Form 4 · accession 0001140361-15-032587
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene W Landy
Officer — Chairman of the Board · Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 11:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1 | Aug 17, 2015 | P | 2,740 | $9.125 | A | 27,669 | I | Juniper Plaza Associates |
| UMH Properties, Inc.F2 | Aug 17, 2015 | P | 2,740 | $9.125 | A | 21,949 | I | Windsor Industrial Park Associates |
| UMH Properties, Inc. | holding | — | — | — | 609,212 | D | ||
| UMH Properties, Inc. | holding | — | — | — | 99,872 | I | Spouse | |
| UMH Properties, Inc. | holding | — | — | — | 172,608 | I | Landy Investments | |
| UMH Properties, Inc. | holding | — | — | — | 57,561 | I | Landy & Landy Employees' Pension Plan | |
| UMH Properties, Inc. | holding | — | — | — | 66,913 | I | Landy & Landy Employees' Profit Sharing Plan | |
| UMH Properties, Inc. | holding | — | — | — | 100,000 | I | Eugene W. and Gloria Landy Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Common Stock | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Common Stock | 100,000 | 100,000 | D |
| UMH Common Stock | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Includes 2,739.726 shares purchased under the UMH Dividend Reinvestment and Stock Purchase Plan on August 17, 2015. Also includes 940.79 shares previously acquired under the UMH Dividend Reinvestment and Stock Purchase Plan. The 940.79 shares are not required to be reported but are being reported on this Form 4 to show total holdings.
- F2Includes 2,739.726 shares purchased under the UMH Dividend Reinvestment and Stock Purchase Plan on August 17, 2015. Also includes 371.59 shares previously acquired under the UMH Dividend Reinvestment and Stock Purchase Plan. The 371.59 shares are not required to be reported but are being reported on this Form 4 to show total holdings.