SEC Form 4 · accession 0001654944-18-000001
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Russell
Other
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2018 | S | 621 | $36.067 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF2 | $6.29 | holding | — | — | — | — | Jun 17, 2023 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/18.
- F2Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.