SEC Form 4 · accession 0001654944-16-000002
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Russell
Other
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | M | 4,000 | $6.29 | A | 4,000 | D | |
| Common Stock | Aug 2, 2016 | S | 4,000 | $10.26 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $6.29 | Aug 2, 2016 | M | 4,000 | D | — | Jun 17, 2023 | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on 6/17/2013 and vest over a five year period.