SEC Form 4 · accession 0001512868-18-000001
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip D Davies
Officer — VP Global Sales & Marketing
Period of report
Nov 26, 2018
Accepted (ET)
Nov 27, 2018 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | M | 750 | $5.35 | A | 750 | D | |
| Common Stock | Nov 26, 2018 | S | 750 | $33.7432 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock optionF1 | $5.35 | Nov 26, 2018 | M | 750 | D | — | May 14, 2023 | Common Stock | 750 | 29,250 | D |
Explanation of responses
- F1Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period