SEC Form 4 · accession 0001411500-16-000003
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kemble D Morrison
Other
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 960 | $6.29 | A | 960 | D | |
| Common Stock | Dec 15, 2016 | S | 960 | $15.7918 | D | 0 | D | |
| Common Stock | Dec 15, 2016 | M | 596 | $6.29 | A | 596 | D | |
| Common Stock | Dec 15, 2016 | S | 596 | $15.7918 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $6.29 | Dec 15, 2016 | M | 960 | D | — | Jun 17, 2023 | Common Stock | 960 | 21,236 | D |
| Non Qualified Stock Option | $6.29 | Dec 15, 2016 | M | 596 | D | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 596 | 20,640 | D |
Explanation of responses
- F1Granted 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.