SEC Form 4 · accession 0001403540-18-000001
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claudio Tuozzolo
Officer — President, Picor Corporation · Director
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 10:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | M | 5,000 | $5.35 | A | 5,310 | D | |
| Common StockF1 | May 7, 2018 | S | 5,000 | $36.00 | D | 310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF2 | $5.35 | May 7, 2018 | M | 5,000 | D | — | May 14, 2023 | Common Stock | 5,000 | 51,749 | D |
Explanation of responses
- F1Includes 310 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.
- F2Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.