SEC Form 4 · accession 0001204864-17-000001
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Carlson
Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 8,073 | $6.29 | A | 8,073 | D | |
| Common Stock | Jun 6, 2017 | S | 8,073 | $19.819 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $6.29 | Jun 6, 2017 | M | 8,073 | D | — | Jun 17, 2023 | Common Stock | 8,073 | 37,868 | D |
Explanation of responses
- F1Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.