SEC Form 4 · accession 0001195966-17-000003

VICOR CORP · VICR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 21, 2017

Accepted (ET)

Aug 22, 2017 · 10:12 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000751978

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 21, 2017	M	1,764	$5.67	A	9,899	D
Common Stock	Aug 21, 2017	M	3,139	$6.29	A	13,038	D
Common Stock	Aug 21, 2017	M	1,242	$8.05	A	14,280	D
Common Stock	Aug 21, 2017	M	943	$10.61	A	15,223	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non Qualified Stock Option^F1	$5.67	Aug 21, 2017	M	1,764	D	—	Jun 21, 2023	Common Stock	1,764	22,042	D
Non Qualified Stock Option^F2	$6.29	Aug 21, 2017	M	3,139	D	—	Jun 17, 2023	Common Stock	3,139	18,903	D
Non Qualified Stock Option^F3	$8.05	Aug 21, 2017	M	1,242	D	—	Jun 20, 2024	Common Stock	1,242	17,661	D
Non Qualified Stock Option^F4	$10.61	Aug 21, 2017	M	943	D	—	Jun 17, 2026	Common Stock	943	16,718	D

F1Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F2Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F3Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F4Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.