SEC Form 4 · accession 0001195966-17-000001
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel J Anderson
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | M | 1,764 | $5.67 | A | 1,764 | D | |
| Common Stock | May 31, 2017 | M | 855 | $6.29 | A | 2,619 | D | |
| Common Stock | May 31, 2017 | M | 639 | $6.29 | A | 3,258 | D | |
| Common Stock | May 31, 2017 | M | 1,645 | $6.29 | A | 4,903 | D | |
| Common Stock | May 31, 2017 | M | 2,486 | $8.05 | A | 7,389 | D | |
| Common Stock | May 31, 2017 | M | 746 | $13.42 | A | 8,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $5.67 | May 31, 2017 | M | 1,764 | D | — | Jun 21, 2023 | Common Stock | 1,764 | 27,593 | D |
| Non Qualified Stock OptionF2 | $6.29 | May 31, 2017 | M | 855 | D | — | Jun 17, 2023 | Common Stock | 855 | 26,738 | D |
| Non Qualified Stock OptionF2 | $6.29 | May 31, 2017 | M | 639 | D | — | Jun 17, 2023 | Common Stock | 639 | 26,099 | D |
| Non Qualified Stock OptionF2 | $6.29 | May 31, 2017 | M | 1,645 | D | — | Jun 17, 2023 | Common Stock | 1,645 | 24,454 | D |
| Non Qualified Stock OptionF3 | $8.05 | May 31, 2017 | M | 2,486 | D | — | Jun 20, 2024 | Common Stock | 2,486 | 21,968 | D |
| Non Qualified Stock OptionF4 | $13.42 | May 31, 2017 | M | 746 | D | — | Jun 19, 2025 | Common Stock | 746 | 21,222 | D |
Explanation of responses
- F1Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period
- F2Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period
- F3Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period
- F4Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period