SEC Form 4 · accession 0001195966-15-000002
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel J Anderson
Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 10:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 3,528 | $5.67 | A | 10,775 | D | |
| Common Stock | Aug 14, 2015 | M | 1,710 | $6.29 | A | 12,485 | D | |
| Common Stock | Aug 14, 2015 | M | 1,280 | $6.29 | A | 13,765 | D | |
| Common Stock | Aug 14, 2015 | M | 3,290 | $6.29 | A | 17,055 | D | |
| Common Stock | Aug 14, 2015 | S | 3,528 | $11.206 | D | 13,527 | D | |
| Common Stock | Aug 14, 2015 | S | 1,710 | $11.206 | D | 11,817 | D | |
| Common Stock | Aug 14, 2015 | S | 1,280 | $11.206 | D | 10,537 | D | |
| Common Stock | Aug 14, 2015 | S | 3,290 | $11.206 | D | 7,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $5.67 | Aug 14, 2015 | M | 3,528 | D | — | Jun 21, 2023 | Common Stock | 3,528 | 30,924 | D |
| Non Qualified Stock OptionF1 | $6.29 | Aug 14, 2015 | M | 1,710 | D | — | Jun 17, 2023 | Common Stock | 1,710 | 29,214 | D |
| Non Qualified Stock OptionF1 | $6.29 | Aug 14, 2015 | M | 1,280 | D | — | Jun 17, 2023 | Common Stock | 1,280 | 27,934 | D |
| Non Qualified Stock OptionF1 | $6.29 | Aug 14, 2015 | M | 3,290 | D | — | Jun 17, 2023 | Common Stock | 3,290 | 24,644 | D |
Explanation of responses
- F1Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.