SEC Form 4 · accession 0001111778-17-000006
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Allen Henderson
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 7, 2017 · 10:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 1,500 | $7.34 | A | 1,719 | D | |
| Common Stock | Dec 6, 2017 | S | 1,500 | $22.6336 | D | 219 | D | |
| Common Stock | Dec 6, 2017 | M | 700 | $6.29 | A | 919 | D | |
| Common Stock | Dec 6, 2017 | S | 700 | $22.6336 | D | 219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $7.34 | Dec 6, 2017 | M | 1,500 | D | Jun 17, 2015 | Jun 17, 2023 | Common Stock | 1,500 | 24,662 | D |
| Non Qualified Stock Option | $6.29 | Dec 6, 2017 | M | 700 | D | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 700 | 23,962 | D |