SEC Form 4 · accession 0001111778-17-000005
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Allen Henderson
Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 10:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 1,400 | $7.34 | A | 1,619 | D | |
| Common Stock | Nov 30, 2017 | S | 1,400 | $23.00 | D | 219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $7.34 | Nov 30, 2017 | M | 1,400 | D | Jun 17, 2015 | Jun 17, 2023 | Common Stock | 1,400 | 26,162 | D |