SEC Form 4 · accession 0001111778-17-000002
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Allen Henderson
Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 4,300 | $6.29 | A | 4,519 | D | |
| Common Stock | Aug 1, 2017 | S | 4,300 | $17.5321 | D | 219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $6.29 | Aug 1, 2017 | M | 4,300 | D | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 4,300 | 34,662 | D |