SEC Form 4 · accession 0001111770-17-000009
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 6,000 | $11.42 | A | 8,257 | D | |
| Common Stock | Nov 21, 2017 | S | 6,000 | $22.6207 | D | 2,257 | D | |
| Common Stock | Nov 21, 2017 | M | 4,000 | $11.42 | A | 6,257 | D | |
| Common Stock | Nov 21, 2017 | S | 4,000 | $22.6375 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $11.42 | Nov 21, 2017 | M | 6,000 | D | — | Oct 23, 2024 | Common Stock | 6,000 | 85,940 | D |
| Non Qualified Stock OptionF1 | $11.42 | Nov 21, 2017 | M | 4,000 | D | — | Oct 23, 2024 | Common Stock | 4,000 | 81,940 | D |
Explanation of responses
- F1Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.