SEC Form 4 · accession 0001111770-17-000001
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Director
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 9:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 5,541 | $7.34 | A | 7,798 | D | |
| Common Stock | May 1, 2017 | S | 5,541 | $18.0037 | D | 2,257 | D | |
| Common Stock | May 1, 2017 | M | 2,486 | $8.05 | A | 4,743 | D | |
| Common Stock | May 1, 2017 | S | 2,486 | $18.0037 | D | 2,257 | D | |
| Common Stock | May 2, 2017 | M | 344 | $7.34 | A | 2,601 | D | |
| Common Stock | May 2, 2017 | S | 344 | $18.00 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $7.34 | May 1, 2017 | M | 5,541 | D | Jun 17, 2015 | Jun 17, 2023 | Common Stock | 5,541 | 118,264 | D |
| Non Qualified Stock OptionF1 | $8.05 | May 1, 2017 | M | 2,486 | D | — | Jun 20, 2024 | Common Stock | 2,486 | 115,778 | D |
| Non Qualified Stock Option | $7.34 | May 2, 2017 | M | 344 | D | Jun 17, 2015 | Jun 17, 2023 | Common Stock | 344 | 115,434 | D |
Explanation of responses
- F1Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.