SEC Form 4 · accession 0001111770-16-000008
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Officer — President, Brick Business Unit · Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 1,091 | $7.34 | A | 3,348 | D | |
| Common Stock | Dec 15, 2016 | S | 1,091 | $15.80 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $7.34 | Dec 15, 2016 | M | 1,091 | D | Jun 17, 2015 | Jun 17, 2023 | Common Stock | 1,091 | 123,805 | D |