SEC Form 4 · accession 0001111770-16-000006
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Officer — President, Brick Business Unit · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 126 | $7.34 | A | 2,383 | D | |
| Common Stock | Dec 12, 2016 | S | 126 | $15.50 | D | 2,257 | D | |
| Common Stock | Dec 13, 2016 | M | 3,370 | $7.34 | A | 5,627 | D | |
| Common Stock | Dec 13, 2016 | S | 3,370 | $15.403 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $7.34 | Dec 12, 2016 | M | 126 | D | Jun 17, 2015 | Jun 17, 2023 | Common Stock | 126 | 130,175 | D |
| Non Qualified Stock Option | $7.34 | Dec 13, 2016 | M | 3,370 | D | Jun 17, 2015 | Jun 17, 2023 | Common Stock | 3,370 | 126,805 | D |