SEC Form 4 · accession 0001111770-16-000003
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Officer — President, Brick Business Unit · Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 9:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 10,000 | $5.35 | A | 12,257 | D | |
| Common Stock | Nov 7, 2016 | S | 10,000 | $12.7808 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $5.35 | Nov 7, 2016 | M | 10,000 | D | — | May 14, 2023 | Common Stock | 10,000 | 148,084 | D |
Explanation of responses
- F1Granted 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.