SEC Form 4 · accession 0000901484-15-000002
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrizio Vinciarelli
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 10, 2015 | P | 624 | $9.05 | A | 20,291 | I | See footnote |
| Common StockF1 | holding | — | — | — | 9,758,893 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to an administrative error, the Form 4 filed on February 27, 2015, incorrectly referenced 19,667 shares as Direct Ownership. As a result of such administrative error, the Form 4 filed on February 27 2015, incorrectly included the 19,667 in the total amount of Direct Ownership securities beneficially owned. Such shares are now correctly being reported as Indirect Ownership securities beneficially owned by the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012.
- F2These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.