SEC Form 4 · accession 0000899243-18-021516
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Gusinov
Officer — Corp. VP Engineering
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 43 | $11.2534 | A | 1,064 | D | |
| Common Stock | Aug 3, 2018 | S | 23 | $61.00 | D | 1,041 | D | |
| Common Stock | Aug 6, 2018 | M | 5,003 | $11.2534 | A | 6,044 | D | |
| Common Stock | Aug 6, 2018 | S | 2,700 | $61.0204 | D | 3,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $11.2534 | Aug 3, 2018 | M | 43 | D | — | Nov 1, 2020 | Common Stock | 43 | 22,587 | D |
| Non Qualified Stock OptionF1 | $11.2534 | Aug 6, 2018 | M | 5,003 | D | — | Nov 1, 2020 | Common Stock | 5,003 | 17,584 | D |
Explanation of responses
- F1This stock option is exercisable in full.