SEC Form 4 · accession 0000899243-18-017898
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel J Anderson
Director
Period of report
Jun 22, 2018
Accepted (ET)
Jun 25, 2018 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2018 | M | 1,763 | $5.67 | A | 16,986 | D | |
| Common Stock | Jun 22, 2018 | M | 3,137 | $6.29 | A | 20,123 | D | |
| Common Stock | Jun 22, 2018 | M | 1,242 | $8.05 | A | 21,365 | D | |
| Common Stock | Jun 22, 2018 | M | 943 | $10.61 | A | 22,308 | D | |
| Common Stock | Jun 22, 2018 | M | 1,490 | $13.42 | A | 23,798 | D | |
| Common Stock | Jun 22, 2018 | M | 517 | $19.35 | A | 24,315 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $5.67 | Jun 22, 2018 | M | 1,763 | D | — | Jun 21, 2023 | Common Stock | 1,763 | 0 | D |
| Non Qualified Stock OptionF2 | $6.29 | Jun 22, 2018 | M | 3,137 | D | — | Jun 17, 2023 | Common Stock | 3,137 | 0 | D |
| Non Qualified Stock OptionF3 | $8.05 | Jun 22, 2018 | M | 1,242 | D | — | Jun 20, 2024 | Common Stock | 1,242 | 1,242 | D |
| Non Qualified Stock OptionF4 | $10.61 | Jun 22, 2018 | M | 943 | D | — | Jun 17, 2026 | Common Stock | 943 | 2,827 | D |
| Non Qualified Stock OptionF5 | $13.42 | Jun 22, 2018 | M | 1,490 | D | — | Jun 19, 2025 | Common Stock | 1,490 | 1,490 | D |
| Non Qualified Stock OptionF6 | $19.35 | Jun 22, 2018 | M | 517 | D | — | Jun 16, 2027 | Common Stock | 517 | 2,067 | D |
Explanation of responses
- F1Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F2Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F3Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F4Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F5Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F6Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.