SEC Form 4 · accession 0000899243-17-028665
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Director
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2017 | M | 2,328 | $8.05 | A | 2,328 | D | |
| Common Stock | Dec 13, 2017 | S | 2,328 | $21.9113 | D | 0 | D | |
| Common Stock | Dec 13, 2017 | M | 1,557 | $5.67 | A | 1,557 | D | |
| Common Stock | Dec 13, 2017 | S | 1,557 | $21.9113 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $8.05 | Dec 13, 2017 | M | 2,328 | D | — | Jun 20, 2024 | Common Stock | 2,328 | 24,298 | D |
| Non Qualified Stock OptionF2 | $5.67 | Dec 13, 2017 | M | 1,557 | D | — | Jun 21, 2023 | Common Stock | 1,557 | 22,741 | D |
Explanation of responses
- F1Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F2Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.