SEC Form 4 · accession 0000899243-17-006801
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 15,000 | $7.24 | A | 15,000 | D | |
| Common Stock | Mar 7, 2017 | S | 15,000 | $15.9558 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $7.24 | Mar 7, 2017 | M | 15,000 | D | — | Oct 1, 2019 | Common Stock | 15,000 | 30,941 | D |
Explanation of responses
- F1Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period