SEC Form 4 · accession 0001127602-17-017094
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Hairston
Officer — President & CEO · Director
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2017 | M | 3,117 | $0.00 | A | 73,544 | D | |
| Common Stock | May 3, 2017 | S | 3,117 | $47.8069 | D | 70,427 | D | |
| Common StockF2 | May 3, 2017 | M | 14,344 | $0.00 | A | 84,771 | D | |
| Common Stock | May 3, 2017 | S | 14,344 | $47.8069 | D | 70,427 | D | |
| Common StockF1 | May 3, 2017 | M | 2,598 | $0.00 | A | 73,025 | D | |
| Common Stock | May 3, 2017 | S | 2,598 | $47.8069 | D | 70,427 | D | |
| Common StockF1 | May 3, 2017 | M | 3,337 | $0.00 | A | 73,764 | D | |
| Common Stock | May 3, 2017 | S | 3,337 | $47.8069 | D | 70,427 | D | |
| Common StockF2 | May 3, 2017 | M | 15,345 | $0.00 | A | 85,772 | D | |
| Common Stock | May 3, 2017 | S | 15,345 | $47.8069 | D | 70,427 | D | |
| Common StockF1 | May 3, 2017 | M | 3,162 | $0.00 | A | 73,589 | D | |
| Common Stock | May 3, 2017 | S | 3,162 | $47.8069 | D | 70,427 | D | |
| Common Stock | holding | — | — | — | 212 | I | Child | |
| Common Stock | holding | — | — | — | 212 | I | Child | |
| Common Stock-Dividend Reinvestment Program | holding | — | — | — | 1 | D | ||
| Deferred Compensation PlanF3 | holding | — | — | — | 13,631 | I | Through deferred compensation plan | |
| Common - 401(k) | holding | — | — | — | 18,015 | I | through 401K Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock Option (Right to Buy)F1 | $32.09 | May 3, 2017 | M | 3,117 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 3,117 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $38.48 | May 3, 2017 | M | 14,344 | D | Nov 17, 2010 | Nov 17, 2019 | Common Stock | 14,344 | 2,598 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $38.48 | May 3, 2017 | M | 2,598 | D | Nov 17, 2010 | Nov 17, 2019 | Common Stock | 2,598 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $29.96 | May 3, 2017 | M | 3,337 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 3,337 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $41.56 | May 3, 2017 | M | 15,345 | D | Dec 30, 2009 | Dec 30, 2018 | Common Stock | 15,345 | 3,162 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $41.56 | May 3, 2017 | M | 3,162 | D | Dec 30, 2009 | Dec 30, 2018 | Common Stock | 3,162 | 0 | D |
Explanation of responses
- F1Acquisition of shares from exercise of Incentive stock options
- F2Acquisition of shares from exercise of Nonqualified stock options.
- F3Balance includes shares acquired through the company's Dividend Reinvestment Program (DRP).