SEC Form 4 · accession 0001127602-17-007981
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel B Kendricks
Officer — Chief Credit Risk Officer
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | M | 1,785 | $0.00 | A | 4,413 | D | |
| Common Stock | Feb 21, 2017 | S | 1,785 | $47.1531 | D | 2,628 | D | |
| Common StockF2 | Feb 21, 2017 | M | 1,175 | $0.00 | A | 3,803 | D | |
| Common Stock | Feb 21, 2017 | S | 1,175 | $47.1531 | D | 2,628 | D | |
| Common StockF2 | Feb 21, 2017 | M | 4,710 | $0.00 | A | 7,338 | D | |
| Common Stock | Feb 21, 2017 | S | 4,710 | $47.1531 | D | 2,628 | D | |
| Common StockF2 | Feb 21, 2017 | M | 3,444 | $0.00 | A | 6,072 | D | |
| Common Stock | Feb 21, 2017 | S | 3,444 | $47.1531 | D | 2,628 | D | |
| Common StockF2 | Feb 21, 2017 | M | 6,471 | $0.00 | A | 9,099 | D | |
| Common Stock | Feb 21, 2017 | S | 6,471 | $47.1531 | D | 2,628 | D | |
| Common StockF2 | Feb 21, 2017 | M | 1,542 | $0.00 | A | 4,170 | D | |
| Common Stock | Feb 21, 2017 | S | 1,542 | $47.1531 | D | 2,628 | D | |
| Common - 401(k) | holding | — | — | — | 5,459 | I | through 401K Plan | |
| Common - Employee Stock Purchase Plan | holding | — | — | — | 1,567 | D | ||
| Common - Individual Investment Account | holding | — | — | — | 1,000 | D | ||
| Common Stock-IRA | holding | — | — | — | 3,742 | D | ||
| Deferred Compensation Plan | holding | — | — | — | 196 | I | Through Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock Option (Right to Buy) | $29.96 | Feb 21, 2017 | M | 1,785 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 1,785 | 6,471 | D |
| Employee Incentive Stock Option (Right to Buy)F3 | $38.88 | Feb 21, 2017 | M | 1,175 | D | Nov 13, 2008 | Nov 13, 2017 | Common Stock | 1,175 | 0 | D |
| Employee Incentive Stock Option (Right to Buy) | $32.09 | Feb 21, 2017 | M | 4,710 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 4,710 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F3 | $38.48 | Feb 21, 2017 | M | 3,444 | D | Nov 17, 2010 | Nov 17, 2019 | Common Stock | 3,444 | 0 | D |
| Employee Incentive Stock Option (Right to Buy) | $29.96 | Feb 21, 2017 | M | 6,471 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 6,471 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F3 | $41.56 | Feb 21, 2017 | M | 1,542 | D | Dec 30, 2009 | Dec 30, 2018 | Common Stock | 1,542 | 0 | D |
Explanation of responses
- F1Acquisition of shares from exercise of Nonqualified stock options.
- F2Acquisition of shares from exercise of Incentive stock options
- F320% per year vesting over 5 years