SEC Form 4 · accession 0001127602-17-006613
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael M Achary
Officer — Chief Financial Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | M | 4,408 | $0.00 | A | 8,032 | D | |
| Common StockF1 | Feb 14, 2017 | M | 3,139 | $0.00 | A | 11,171 | D | |
| Common StockF1 | Feb 14, 2017 | M | 2,620 | $0.00 | A | 13,791 | D | |
| Common StockF1 | Feb 14, 2017 | M | 3,295 | $0.00 | A | 17,086 | D | |
| Common StockF1 | Feb 14, 2017 | M | 4,638 | $0.00 | A | 21,724 | D | |
| Common StockF2 | Feb 14, 2017 | M | 5,031 | $0.00 | A | 26,755 | D | |
| Common StockF2 | Feb 14, 2017 | M | 3,578 | $0.00 | A | 30,333 | D | |
| Common StockF2 | Feb 14, 2017 | M | 10,788 | $0.00 | A | 41,121 | D | |
| Common StockF2 | Feb 14, 2017 | M | 3,632 | $0.00 | A | 44,753 | D | |
| Common Stock | Feb 14, 2017 | S | 4,408 | $46.1479 | D | 40,345 | D | |
| Common Stock | Feb 14, 2017 | S | 3,139 | $46.1479 | D | 37,206 | D | |
| Common Stock | Feb 14, 2017 | S | 2,620 | $46.1479 | D | 34,586 | D | |
| Common Stock | Feb 14, 2017 | S | 3,295 | $46.1479 | D | 31,291 | D | |
| Common Stock | Feb 14, 2017 | S | 4,638 | $46.1479 | D | 26,653 | D | |
| Common Stock | Feb 14, 2017 | S | 5,031 | $46.1479 | D | 21,622 | D | |
| Common Stock | Feb 14, 2017 | S | 3,578 | $46.1479 | D | 18,044 | D | |
| Common Stock | Feb 14, 2017 | S | 10,788 | $46.1479 | D | 7,256 | D | |
| Common Stock | Feb 14, 2017 | S | 3,632 | $46.1479 | D | 3,624 | D | |
| Common - 401(k) | holding | — | — | — | 11,568 | I | through 401K Plan | |
| Common - Individual Investment Account | holding | — | — | — | 14,082 | D | ||
| Common Stock-IRA | holding | — | — | — | 3,822 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock Option (Right to Buy)F1,F3 | $38.88 | Feb 14, 2017 | M | 4,408 | D | Nov 13, 2008 | Nov 13, 2017 | Common Stock | 4,408 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $41.56 | Feb 14, 2017 | M | 3,139 | D | Dec 30, 2009 | Dec 30, 2018 | Common Stock | 3,139 | 3,632 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $38.48 | Feb 14, 2017 | M | 2,620 | D | Nov 17, 2010 | Nov 17, 2019 | Common Stock | 2,620 | 3,578 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $32.09 | Feb 14, 2017 | M | 3,295 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 3,295 | 5,031 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $29.96 | Feb 14, 2017 | M | 4,638 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 4,638 | 10,788 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $32.09 | Feb 14, 2017 | M | 5,031 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 5,031 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $38.48 | Feb 14, 2017 | M | 3,578 | D | Nov 17, 2010 | Nov 17, 2019 | Common Stock | 3,578 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $29.96 | Feb 14, 2017 | M | 10,788 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 10,788 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $41.56 | Feb 14, 2017 | M | 3,632 | D | Dec 30, 2009 | Dec 30, 2018 | Common Stock | 3,632 | 0 | D |
Explanation of responses
- F1Acquisition of shares from exercise of Incentive stock options
- F2Acquisition of shares from exercise of Nonqualified stock options.
- F3Incentive Stock Awards have a five-year vesting schedule; 20% each year.