SEC Form 4 · accession 0001127602-17-006320
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Shane Loper
Officer — Chief Operating Officer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | M | 3,794 | $0.00 | A | 18,984 | D | |
| Common StockF1 | Feb 13, 2017 | M | 3,295 | $0.00 | A | 22,279 | D | |
| Common StockF1 | Feb 13, 2017 | M | 2,620 | $0.00 | A | 24,899 | D | |
| Common StockF1 | Feb 13, 2017 | M | 4,638 | $0.00 | A | 29,537 | D | |
| Common StockF1 | Feb 13, 2017 | M | 2,709 | $0.00 | A | 32,246 | D | |
| Common StockF2 | Feb 13, 2017 | M | 614 | $0.00 | A | 32,860 | D | |
| Common StockF2 | Feb 13, 2017 | M | 5,031 | $0.00 | A | 37,891 | D | |
| Common StockF2 | Feb 13, 2017 | M | 3,578 | $0.00 | A | 41,469 | D | |
| Common StockF2 | Feb 13, 2017 | M | 10,788 | $0.00 | A | 52,257 | D | |
| Common StockF2 | Feb 13, 2017 | M | 4,062 | $0.00 | A | 56,319 | D | |
| Common Stock | Feb 13, 2017 | S | 614 | $46.366 | D | 55,705 | D | |
| Common Stock | Feb 13, 2017 | S | 3,794 | $46.366 | D | 51,911 | D | |
| Common Stock | Feb 13, 2017 | S | 5,031 | $46.366 | D | 46,880 | D | |
| Common Stock | Feb 13, 2017 | S | 3,295 | $46.366 | D | 43,585 | D | |
| Common Stock | Feb 13, 2017 | S | 3,578 | $46.366 | D | 40,007 | D | |
| Common Stock | Feb 13, 2017 | S | 2,620 | $46.366 | D | 37,387 | D | |
| Common Stock | Feb 13, 2017 | S | 10,788 | $46.366 | D | 26,599 | D | |
| Common Stock | Feb 13, 2017 | S | 4,638 | $46.366 | D | 21,961 | D | |
| Common Stock | Feb 13, 2017 | S | 4,062 | $46.366 | D | 17,899 | D | |
| Common Stock | Feb 13, 2017 | S | 2,709 | $46.366 | D | 15,190 | D | |
| Common Stock | holding | — | — | — | 184 | I | By Spouse | |
| Common - 401(k) | holding | — | — | — | 9,540 | I | through 401K Plan | |
| Common - Employee Stock Purchase Plan | holding | — | — | — | 563 | D | ||
| Common - Individual Investment AccountF3 | holding | — | — | — | 1,496 | I | Joint with spouse | |
| Common Stock-Dividend Reinvestment Program | holding | — | — | — | 7,395 | D | ||
| Deferred Compensation Plan | holding | — | — | — | 1,874 | I | Through deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock Option (Right to Buy)F1,F4 | $38.88 | Feb 13, 2017 | M | 3,794 | D | — | — | Common Stock | 3,794 | 614 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $32.09 | Feb 13, 2017 | M | 3,295 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 3,295 | 5,031 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $38.48 | Feb 13, 2017 | M | 2,620 | D | Nov 17, 2010 | Nov 17, 2019 | Common Stock | 2,620 | 3,578 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $29.96 | Feb 13, 2017 | M | 4,638 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 4,638 | 10,788 | D |
| Employee Incentive Stock Option (Right to Buy)F1 | $41.56 | Feb 13, 2017 | M | 2,709 | D | Dec 30, 2009 | Dec 30, 2018 | Common Stock | 2,709 | 4,062 | D |
| Employee Incentive Stock Option (Right to Buy)F2,F4 | $38.88 | Feb 13, 2017 | M | 614 | D | — | — | Common Stock | 614 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $32.09 | Feb 13, 2017 | M | 5,031 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 5,031 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $38.48 | Feb 13, 2017 | M | 3,578 | D | Nov 17, 2010 | Nov 17, 2019 | Common Stock | 3,578 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $29.96 | Feb 13, 2017 | M | 10,788 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 10,788 | 0 | D |
| Employee Incentive Stock Option (Right to Buy)F2 | $41.56 | Feb 13, 2017 | M | 4,062 | D | Dec 30, 2009 | Dec 30, 2018 | Common Stock | 4,062 | 0 | D |
Explanation of responses
- F1Acquisition of shares from exercise of Incentive stock options
- F2Acquisition of shares from exercise of Nonqualified stock options.
- F3Joint Acct
- F4Incentive Stock Options have a five-year vesting schedule; 20% each year.