SEC Form 4 · accession 0001127602-16-068119
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Exnicios
Officer — President - Whitney Bank
Period of report
Nov 20, 2016
Accepted (ET)
Nov 22, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2016 | M | 616 | $0.00 | A | 1,891 | D | |
| Common Stock | Nov 20, 2016 | F | 187 | $40.95 | D | 1,704 | D | |
| Common Stock | Nov 21, 2016 | M | 1,452 | $0.00 | A | 3,156 | D | |
| Common Stock | Nov 21, 2016 | F | 441 | $40.95 | D | 2,715 | D | |
| Common - 401(k) | holding | — | — | — | 28,323 | I | through 401K Plan | |
| Common - Individual Investment Account | holding | — | — | — | 9,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF4 | $34.11 | Nov 20, 2016 | M | 616 | D | Nov 20, 2019 | Nov 20, 2019 | Common Stock | 616 | 1,846 | D |
| Restricted Stock AwardF5 | $29.96 | Nov 21, 2016 | M | 1,452 | D | Nov 21, 2016 | Nov 21, 2016 | Common Stock | 1,452 | 0 | D |
Explanation of responses
- F1Vesting of restricted stock awards granted 11-20-14 with a vesting schedule of 20% per year.
- F2Withholding of shares for payment of tax liability.
- F3Vesting of restricted stock awards granted 11-21-11 with a vesting schedule of 20% per year.
- F4Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a five year vesting schedule.
- F5Restricted Stock Award granted in accordance with the Company's 2005 Long-Term Incentive Plan. These awards have a five year vesting schedule.