SEC Form 4 · accession 0001127602-16-068115
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K. Dickerson
Officer — Executive Vice President
Period of report
Nov 20, 2016
Accepted (ET)
Nov 22, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2016 | M | 352 | $0.00 | A | 4,325 | D | |
| Common Stock | Nov 20, 2016 | F | 114 | $40.95 | D | 4,211 | D | |
| Common - Individual Investment Account | holding | — | — | — | 205 | D | ||
| Common - Individual Investment Account | holding | — | — | — | 1,431 | D | ||
| Deferred Compensation Plan | holding | — | — | — | 397 | I | Through deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF3 | $34.11 | Nov 20, 2016 | M | 352 | D | Nov 20, 2019 | Nov 20, 2019 | Common Stock | 352 | 1,055 | D |
Explanation of responses
- F1Vesting of restricted stock awards granted 11-20-14 with a vesting schedule of 20% per year.
- F2Withholding of shares for payment of tax liability.
- F3Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a five year vesting schedule.