SEC Form 4 · accession 0001127602-16-067617
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel B Kendricks
Officer — Chief Credit Risk Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common - 401(k) | holding | — | — | — | 5,429 | I | through 401K Plan | |
| Common - Employee Stock Purchase Plan | holding | — | — | — | 1,448 | D | ||
| Common - Individual Investment Account | holding | — | — | — | 1,000 | D | ||
| Common Stock | holding | — | — | — | 1,259 | D | ||
| Common Stock-IRA | holding | — | — | — | 3,742 | D | ||
| Deferred Compensation Plan | holding | — | — | — | 418 | I | Through Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1 | $39.10 | Nov 15, 2016 | A | 1,602 | A | Nov 15, 2019 | Nov 15, 2021 | Restricted Stock Award | 1,602 | 1,602 | D |
Explanation of responses
- F1Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.