SEC Form 4 · accession 0001127602-16-067231
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Schwertz Jr.
Officer — EVP and Chief Risk Officer
Period of report
Nov 13, 2016
Accepted (ET)
Nov 15, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2016 | M | 695 | $0.00 | A | 695 | D | |
| Common StockF3 | Nov 13, 2016 | F | 211 | $38.05 | D | 484 | D | |
| Common - Individual Investment AccountF4 | holding | — | — | — | 2,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1,F2 | $28.78 | Nov 13, 2016 | M | 695 | D | Nov 13, 2018 | Nov 13, 2020 | Restricted Stock Award | 695 | 1,390 | D |
Explanation of responses
- F1Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.
- F2Acquisition of shares upon vesting of a Restricted Stock Award granted on November 13, 2015.
- F3Withholding of shares for payment of tax liability.
- F4Held jointly with Spouse