SEC Form 4 · accession 0001127602-16-067049
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joy L Phillips
Officer — EVP / General Counsel · Other
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2016 | M | 1,335 | $0.00 | A | 11,302 | D | |
| Common Stock | Nov 10, 2016 | S | 1,335 | $37.5325 | D | 9,967 | D | |
| Common StockF2 | Nov 10, 2016 | M | 3,711 | $0.00 | A | 13,678 | D | |
| Common Stock | Nov 10, 2016 | S | 3,711 | $37.5325 | D | 9,967 | D | |
| Common StockF1 | Nov 10, 2016 | M | 3,935 | $0.00 | A | 13,902 | D | |
| Common Stock | Nov 10, 2016 | S | 3,935 | $37.5325 | D | 9,967 | D | |
| Common StockF2 | Nov 10, 2016 | M | 3,249 | $0.00 | A | 13,216 | D | |
| Common Stock | Nov 10, 2016 | S | 3,249 | $37.5325 | D | 9,967 | D | |
| Common Stock | holding | — | — | — | 336 | I | Spouse | |
| Common - Individual Investment Account | holding | — | — | — | 8,900 | D | ||
| Common Stock-Dividend Reinvestment Program | holding | — | — | — | 11 | D | ||
| Common Stock-Dividend Reinvestment Program | holding | — | — | — | 3,798 | D | ||
| Common Stock-IRA | holding | — | — | — | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock Option (Right to Buy) | $32.09 | Nov 10, 2016 | M | 1,335 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 1,335 | 3,711 | D |
| Employee Incentive Stock Option (Right to Buy) | $32.09 | Nov 10, 2016 | M | 3,711 | D | Nov 16, 2011 | Nov 16, 2020 | Common Stock | 3,711 | 0 | D |
| Employee Incentive Stock Option (Right to Buy) | $29.96 | Nov 10, 2016 | M | 3,935 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 3,935 | 5,045 | D |
| Employee Incentive Stock Option (Right to Buy) | $29.96 | Nov 10, 2016 | M | 3,249 | D | Nov 21, 2012 | Nov 21, 2021 | Common Stock | 3,249 | 1,796 | D |
Explanation of responses
- F1Acquisition of shares from the exercise of Nonqualified stock options.
- F2Acquisition of shares from exercise of Incentive stock options.