SEC Form 4 · accession 0001127602-15-032287
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Shane Loper
Officer — EVP & Chief Operating Officer
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 704 | $28.73 | A | 11,899 | D | |
| Common Stock | Nov 20, 2015 | F | 228 | $28.73 | D | 11,671 | D | |
| Common Stock | holding | — | — | — | 175 | I | By Spouse | |
| Common - 401(k) | holding | — | — | — | 8,344 | I | through 401K Plan | |
| Common - Employee Stock Purchase Plan | holding | — | — | — | 479 | D | ||
| Common - Individual Investment AccountF3 | holding | — | — | — | 1,401 | D | ||
| Common Stock-Dividend Reinvestment Program | holding | — | — | — | 5,924 | D | ||
| Deferred Compensation Plan | holding | — | — | — | 1,797 | I | Through deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF4 | $34.11 | Nov 20, 2015 | M | 704 | D | Nov 20, 2019 | Nov 20, 2019 | Common Stock | 704 | 2,814 | D |
Explanation of responses
- F1Vesting of restricted stock awards granted 11-20-14 with a vesting schedule of 20% per year.
- F2Withholding of shares for payment of tax liability.
- F3Joint Acct
- F4Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a five year vesting schedule.