SEC Form 4 · accession 0001127602-15-031729
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Hairston
Officer — President & CEO · Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Plan | Nov 13, 2015 | A | 1,769 | $28.78 | A | 13,002 | I | Through deferred compensation plan |
| Common Stock | Nov 16, 2015 | M | 4,974 | $28.29 | A | 64,253 | D | |
| Common Stock | Nov 16, 2015 | F | 1,610 | $28.29 | D | 62,643 | D | |
| Common Stock | holding | — | — | — | 201 | I | Daughter (r. Hairston) | |
| Common Stock | holding | — | — | — | 201 | I | Daugther (t. Hairston) | |
| Common - 401(k) | holding | — | — | — | 13,073 | I | through 401K Plan | |
| Common Stock-Dividend Reinvestment Program | holding | — | — | — | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1 | $28.78 | Nov 13, 2015 | A | 7,075 | A | Nov 13, 2018 | Nov 13, 2020 | Restricted Stock Award | 7,075 | 7,075 | D |
| Restricted Stock Award | $32.09 | Nov 16, 2015 | M | 4,974 | D | Nov 16, 2015 | Nov 16, 2015 | Common Stock | 4,974 | 0 | D |
Explanation of responses
- F1Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.
- F2Restricted Stock Awards are 100% vested after five years.
- F3Withholding of shares for payment of tax liability.