SEC Form 4 · accession 0001127602-15-031726
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Shane Loper
Officer — EVP & Chief Operating Officer
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | M | 2,025 | $28.29 | A | 11,851 | D | |
| Common Stock | Nov 16, 2015 | F | 656 | $28.29 | D | 11,195 | D | |
| Common Stock | holding | — | — | — | 175 | I | By Spouse | |
| Common - 401(k) | holding | — | — | — | 8,344 | I | through 401K Plan | |
| Common - Employee Stock Purchase Plan | holding | — | — | — | 479 | D | ||
| Common - Individual Investment AccountF3 | holding | — | — | — | 1,401 | D | ||
| Common Stock-Dividend Reinvestment Program | holding | — | — | — | 5,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF4 | $28.78 | Nov 13, 2015 | A | 4,170 | A | Nov 13, 2018 | Nov 13, 2020 | Restricted Stock Award | 4,170 | 4,170 | D |
| Restricted Stock Award | $32.09 | Nov 16, 2015 | M | 2,025 | D | Nov 16, 2015 | Nov 16, 2015 | Common Stock | 2,025 | 0 | D |
Explanation of responses
- F1Restricted Stock Awards are 100% vested after five years.
- F2Withholding of shares for payment of tax liability.
- F3Joint Acct
- F4Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.