SEC Form 4 · accession 0001127602-15-031720
HANCOCK WHITNEY CORP · HWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel B Kendricks
Officer — Chief Credit Risk Officer
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | M | 1,145 | $28.29 | A | 2,407 | D | |
| Common Stock | Nov 16, 2015 | F | 371 | $28.29 | D | 2,036 | D | |
| Common - 401(k) | holding | — | — | — | 4,706 | I | through 401K Plan | |
| Common - Employee Stock Purchase Plan | holding | — | — | — | 983 | D | ||
| Common - Individual Investment Account | holding | — | — | — | 755 | D | ||
| Common Stock-IRA | holding | — | — | — | 3,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF3 | $28.78 | Nov 13, 2015 | A | 2,133 | A | Nov 13, 2018 | Nov 13, 2020 | Restricted Stock Award | 2,133 | 2,133 | D |
| Restricted Stock Award | $32.09 | Nov 16, 2015 | M | 1,145 | D | Nov 16, 2015 | Nov 16, 2015 | Common Stock | 1,145 | 0 | D |
Explanation of responses
- F1Restricted Stock Awards are 100% vested after five years.
- F2Withholding of shares for payment of tax liability.
- F3Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.