SEC Form 4 · accession 0001209191-19-004715
AUBURN NATIONAL BANCORPORATION, INC · AUBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Dumas
Officer — President/CEO · Director · Other
Period of report
Jan 22, 2019
Accepted (ET)
Jan 22, 2019 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Jan 22, 2019 | G | 35 | $0.00 | A | 39,118 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1gifted shares
- F2includes 4th qtr '18 drip shares