SEC Form 4 · accession 0001209191-17-054609
AUBURN NATIONAL BANCORPORATION, INC · AUBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Edward Smith Jr.
Officer — Senior Vice President
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Sep 28, 2017 | P | 14 | $36.3431 | A | 550 | D | |
| common stock | Sep 28, 2017 | P | 1 | $36.379 | A | 551 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
3rd qtr 2017 drip/ocp