SEC Form 4 · accession 0001209191-17-006326
AUBURN NATIONAL BANCORPORATION, INC · AUBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emil F Wright Jr.
10% Owner
Period of report
Jan 31, 2017
Accepted (ET)
Jan 31, 2017 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 31, 2017 | G | 1,000 | $0.00 | D | 277,700 | D | |
| common stockF2 | Jan 31, 2017 | G | 1,000 | $0.00 | A | 1,000 | I | Comitas Foundation, Inc. |
| common stock | holding | — | — | — | 58,978 | I | spouse | |
| common stockF1 | holding | — | — | — | 59,500 | I | Ferrocene, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1shares held by Ferrocene, LP whose General Partners are Emil F. Wright, Jr. and Margaret N. Wright and Limited Partners include Dr. and Mrs. Wright's 2 children and their 2 grandchildren.
- F2shares held by Comitas Foundation, Inc., a 501(c)(3)Private Foundation, whose executive officers are Emil F. Wright, Jr. and Margaret N. Wright.