SEC Form 4 · accession 0001209191-16-146039
AUBURN NATIONAL BANCORPORATION, INC · AUBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Edward Smith Jr.
Officer — Senior Vice President
Period of report
Oct 17, 2016
Accepted (ET)
Oct 17, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Oct 17, 2016 | P | 7 | $28.3474 | A | 1,371 | D | |
| common stock | Oct 17, 2016 | P | 18 | $28.3533 | A | 1,389 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
3rd qtr '16 drip/ocp