SEC Form 4 · accession 0001209191-16-146010
AUBURN NATIONAL BANCORPORATION, INC · AUBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Tutt Barrett
Director
Period of report
Oct 17, 2016
Accepted (ET)
Oct 17, 2016 · 2:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Oct 17, 2016 | P | 41 | $28.3474 | A | 8,063 | D | |
| common stockF1 | Oct 17, 2016 | P | 21 | $28.3533 | A | 8,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13rd qtr '16 drip/ocp - includes 2,169 indirect shares