SEC Form 5 · accession 0001384860-19-000003
QNB CORP. · QNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Cattie
Officer — EVP/CITO, Subsidiary
Period of report
Dec 31, 2018
Accepted (ET)
Jan 29, 2019 · 1:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | P | 22 | $39.60 | A | 46 | D | |
| Common Stock | Sep 28, 2018 | P | 0 | $43.99 | A | 46 | D | |
| Common Stock | Nov 30, 2018 | P | 23 | $39.47 | A | 46 | D | |
| Common Stock | Dec 28, 2018 | P | 0 | $38.29 | A | 46 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $30.40 | holding | — | — | — | Feb 16, 2019 | Feb 16, 2021 | Common Stock | 2,000 | 2,000 | D |
| Common Stock (Right to Buy) | $37.60 | holding | — | — | — | Feb 15, 2020 | Feb 15, 2022 | Common Stock | 3,400 | 3,400 | D |
| Common Stock (Right to Buy) | $43.60 | holding | — | — | — | Feb 20, 2021 | Feb 20, 2023 | Common Stock | 3,375 | 3,375 | D |
Explanation of responses
- F1Employee Stock Purchase Plan acquisition
- F2Dividend Reinvestment Plan acquisition