SEC Form 5 · accession 0001384860-17-000007
QNB CORP. · QNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. Freeman
Officer — CEO/President · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 10, 2017 · 8:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | P | 70 | $28.35 | A | 7,859 | D | |
| Common Stock | Dec 30, 2016 | P | 69 | $34.23 | A | 7,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $23.20 | holding | — | — | — | Jan 22, 2016 | Jan 22, 2018 | Common Stock | 3,400 | 3,400 | D |
| Common Stock (Right to Buy) | $25.16 | holding | — | — | — | Jan 28, 2017 | Jan 28, 2019 | Common Stock | 3,200 | 3,200 | D |
| Common Stock (Right to Buy) | $29.25 | holding | — | — | — | Jan 29, 2018 | Jan 29, 2020 | Common Stock | 3,150 | 3,150 | D |
| Common Stock (Right to Buy) | $30.40 | holding | — | — | — | Feb 15, 2019 | Feb 15, 2021 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1Employee Stock Purchase Plan Acquisition
- F2Dividend Reinvestment Plan Acquisition