SEC Form 4 · accession 0000750556-19-000085
SUNTRUST BANKS INC · STI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Koebler
Officer — Chief Risk Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 9:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 1,364 | $64.65 | A | 3,351 | D | |
| Common Stock | Feb 13, 2019 | F | 468 | $64.65 | D | 2,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Feb 13, 2019 | M | 1,364 | D | Feb 13, 2019 | — | Common Stock | 1,364 | 0 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Nov 14, 2019 | Nov 14, 2019 | Common Stock | 4,265 | 4,265 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Nov 14, 2019 | Nov 14, 2020 | Common Stock | 4,264 | 4,264 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Nov 14, 2019 | Nov 14, 2021 | Common Stock | 4,263 | 4,263 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 13, 2020 | — | Common Stock | 1,363 | 1,363 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 13, 2021 | — | Common Stock | 1,362 | 1,362 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 14, 2019 | — | Common Stock | 1,589 | 1,589 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 14, 2020 | — | Common Stock | 1,589 | 1,589 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Nov 8, 2019 | — | Common Stock | 7,340 | 7,340 | D |
| Phantom Stock UnitsF2 | — | holding | — | — | — | Feb 8, 2020 | — | Common Stock | 7,330 | 7,330 | D |
| Phantom Stock UnitsF2 | — | holding | — | — | — | Feb 8, 2021 | — | Common Stock | 7,330 | 7,330 | D |
| Phantom Stock UnitsF2 | — | holding | — | — | — | Feb 8, 2022 | — | Common Stock | 7,330 | 7,330 | D |
Explanation of responses
- F1Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.
- F2Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.