SEC Form 4/A · accession 0000750556-18-000158
SUNTRUST BANKS INC · STI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark A Chancy
Officer — Vice Chairman, Consumer Exec.
Period of report
Jan 23, 2018
Accepted (ET)
Jun 19, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750556
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $9.06 | Jan 23, 2018 | M | 35,000 | D | Feb 10, 2012 | Feb 10, 2019 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- F2The original Form 4 incorrectly stated that Mr. Chancy owned an additional 40,000 options with this price and vesting schedule that were outstanding and subject to future exercise. Mr. Chancy's previously reported exercise of 35,000 options on January 23, 2018 resulted in no further options with this exercise price and vesting schedule being outstanding.