SEC Form 4 · accession 0000750556-17-000136
SUNTRUST BANKS INC · STI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Ryan Richards
Officer — Chief Acct Officer & Corp Cont
Period of report
Aug 11, 2017
Accepted (ET)
Aug 15, 2017 · 11:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2017 | M | 971 | $55.99 | A | 2,865 | D | |
| Common Stock | Aug 11, 2017 | F | 324 | $55.99 | D | 2,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Aug 11, 2017 | M | 966 | D | Aug 12, 2014 | Aug 12, 2017 | Common Stock | 966 | 0 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 10, 2015 | Feb 10, 2018 | Common Stock | 533 | 533 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 9, 2016 | Feb 10, 2018 | Common Stock | 620 | 620 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 14, 2017 | Feb 10, 2018 | Common Stock | 380 | 380 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 9, 2016 | Feb 10, 2019 | Common Stock | 619 | 619 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 14, 2017 | Feb 10, 2019 | Common Stock | 380 | 380 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 14, 2017 | Feb 10, 2020 | Common Stock | 380 | 380 | D |
Explanation of responses
- F1Represents time-vested restricted stock units granted under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholdings features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.