SEC Form 4 · accession 0000750556-17-000034
SUNTRUST BANKS INC · STI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret L Callihan
Officer — CEVP Chief HR Officer
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | M | 1,235 | $57.73 | A | 14,274 | D | |
| Common Stock | Feb 9, 2017 | F | 478 | $57.73 | D | 13,796 | D | |
| Common Stock | Feb 10, 2017 | M | 833 | $57.76 | A | 14,629 | D | |
| Common Stock | Feb 10, 2017 | F | 272 | $57.76 | A | 14,357 | D | |
| Common Stock | Feb 10, 2017 | M | 833 | $57.76 | A | 15,190 | D | |
| Common Stock | Feb 10, 2017 | F | 278 | $57.76 | D | 14,912 | D | |
| Common Stock | Feb 10, 2017 | M | 1,021 | $57.76 | A | 15,934 | D | |
| Common Stock | Feb 10, 2017 | F | 359 | $57.76 | D | 15,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phanton Stock UnitsF1 | — | Feb 10, 2017 | M | 833 | D | Feb 10, 2017 | — | Common Stock | 833 | 0 | D |
| Phantom Stock UnitsF1 | — | Feb 10, 2017 | M | 833 | D | Feb 10, 2017 | — | Common Stock | 833 | 0 | D |
| Phantom Stock UnitsF1 | — | Feb 10, 2017 | M | 1,021 | D | Feb 10, 2017 | — | Common Stock | 1,021 | 0 | D |
| Phantom Stock UnitsF1 | — | Feb 9, 2017 | M | 1,235 | D | Feb 9, 2017 | — | Common Stock | 1,235 | 0 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 10, 2018 | — | Common Stock | 1,010 | 1,010 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 9, 2018 | — | Common Stock | 1,221 | 1,221 | D |
| Phantom Stock UnitsF1 | — | holding | — | — | — | Feb 9, 2019 | — | Common Stock | 1,221 | 1,221 | D |
Explanation of responses
- F1Restricted stock units granted under the 2009 Stock Plan. One-third of units convert to common stock on a one-to-one basis on each anniversay.