SEC Form 4 · accession 0000750556-16-000373

SUNTRUST BANKS INC · STI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Corp. Exex. Vice Pres and CFO

Period of report

Nov 18, 2016

Accepted (ET)

Nov 18, 2016 · 1:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000750556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 18, 2016	G	1,000	—	D	238,652	D
Common Stock^F2	holding	—	—		—	7,137	I	401(k)
Common Stock^F3	holding	—	—		—	1,500	I	Custodial Account
Common Stock	holding	—	—		—	950	I	IRA
Common Stock	holding	—	—		—	400	I	Roth IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F4	—	holding	—	—	—	—	—	Common Stock	1,055	1,055	D
Phantom Stock^F5	—	holding	—	—	—	Feb 21, 2017	—	Common Stock	3,424	3,424	D
Phantom Stock^F6	—	holding	—	—	—	Feb 10, 2016	—	Common Stock	3,111	3,111	D
Phantom Stock^F6	—	holding	—	—	—	Feb 10, 2017	—	Common Stock	3,111	3,111	D
Phantom Stock^F6	—	holding	—	—	—	Feb 10, 2018	—	Common Stock	3,111	3,111	D
Phantom Stock^F7	—	holding	—	—	—	Feb 9, 2017	—	Common Stock	3,631	3,631	D
Phantom Stock^F7	—	holding	—	—	—	Feb 9, 2018	—	Common Stock	3,631	3,631	D
Phantom Stock^F7	—	holding	—	—	—	Feb 9, 2019	—	Common Stock	3,632	3,632	D

F1This transaction is a gift.
F2Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents vares based on the closing price of SunTrust stock on the applicable measurement date.
F3Shares are held in a custodial account for the benefit of an adult familiy member over which account the reporting person has investment and voting control.
F4Acquired under the SunTrust Banks, Inc. Deferred Compensation Plan. These convert to common stock on a one-for-one basis.
F5Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
F6Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
F7Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.